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Selective Pulse Plating of Gold and Tin-Lead Solder


AESF RESEARCH PROJECT 68 

Electrodeposition is localized by applying a high peak pulse current density and directing a small insoluble anode toward a large, unmasked cathode. Experimental data for pulse plating with a neutral phosphate and hard gold baths and with both fluoborate and sulfonate tin-lead solder plating solutions showed that highly localized deposits were obtained at (1) an anode peak current density of 0.5 to 10 A/cm2, (2) a pulse period of 0.01 to 0.1 sec, (3) a duty cycle of 1 to 10 percent and (4) an anode-cathode spacing of less than one anode radius. 

In selective, spot plating, the localization of metal deposition is generally achieved by the use of cathode masks, photo-resist coatings and brush plating. These techniques require a series of pre-plating and post-plating treatment procedures, resulting in a high production cost in the overall finishing process. 

Several theoretical investigations1-3 have shown that high peak current densities on the order of 10 to 100 A/cm2 can be used with short pulse periods and small duty cycles without depleting the concentration of metal ions at the cathode surface. The primary current distribution prevails at high plating current densities and the throwing power is worse than the secondary current distribution. This suggests that selective plating can be achieved by (1) directing a small, insoluble anode toward a large unmasked cathode, (2) keeping the anode-cathode spacing small and (3) applying a high peak pulse current density to localize electrodeposition at the selected area facing the anode. These principles were used to carry out selective pulse plating of copper from an acid copper sulfate bath.4,5 Pulsed current produced a more localized copper deposit than direct current plating.  

This report describes a study of the feasibility of using pulse plating to localize the electrodeposition of gold and a 60 percent tin-40 percent lead alloy on an unmasked cathode. The metal thickness distributions were experimentally measured after using different peak pulse current densities, duty cycles and pulse periods. The results are compared to those obtained with direct current at the same average current densities and anode-cathode spacing. 

Experimental Procedure 

The details of the experimental procedure and instrumentation were previously described in several publications. 4-6 The plating cell used in the study reported here contained a large, unmasked cathode and a small, insoluble circular anode. The cathode was supported vertically in the cell. The circular anode with its exposed plane parallel to that of the cathode was introduced from one side of the cell. The anode-cathode spacing was adjusted by sliding the anode support rod through a water-tight fitting on the cell wall. The entire cell was immersed in a constant temperature water bath. A thermometer inserted through the cell cover was used to measure the temperature of the electrolyte. A combination pH electrode was used to monitor the pH of the plating bath. A Teflon-coated magnetic stirrer served to circulate the electrolyte during plating experiments. 

Pulse plating was controlled galvanostatically. A mini-Pulsir3 connected to a dc source was used to generate a rectangular pulse voltage signal of a desired magnitude, duty cycle and pulse period. The voltage signal was fed to a high power potentiostat and converted to pulse current by operating the potentiostat in the galvanostatic mode. A microcomputer was used to interface a digital data acquisition unit to monitor peak pulse current, the time averaged dc current, the anode-cathode cell voltage and the charge passed during each experiment. 

Gold was pulse-plated with a neutral phosphate bath that contained no additives.7  A commercial acid bath that contained cobalt chelates and wetting agents was used to obtain hardened gold deposits. Bath compositions, pH values and operating temperatures are given in Table 1.  A 6-mm-diameter stainless steel disk mounted on a Teflon sleeve was the anode. Copper cathodes with dimensions of 0.038 x 5 x 5 cm were polished with 0.3 mum-alumina polishing compound, degreased with methanol and rinsed in distilled water before each experiment. A 1.0-m layer of bright nickel was followed by 0.025 to 0.05 m of gold from an alkaline strike. 

Pulse plating experiments were conducted over the 0.01 to 10 A/cm2 range of anodic peak current densities with duty cycles of 1 to 100 percent, pulse periods of 1 to 1000 msec and bath temperatures of 21° to 55°C. The anode-cathode gap was equal to one anode radius unless otherwise noted. The experiment was terminated after a desired charge (based on the time-averaged direct current). A total charge of 10 coulombs was adopted for experiments with the neutral phosphate bath, whereas a total charge of 25 coulombs was used for the acidic hard-gold bath. The gold thickness was measured with a coulometric thickness gage and the morphology of the deposits was examined by scanning electron microscopy (SEM). 

The 60-40, tin-lead alloy deposits were obtained with (1) a commercial fluoborate bath and (2) a commercial sulfonate bath. The bath compositions are listed in Table 2. The anode was a circular, 6-mm-diameter stainless steel disk.  Each 5 x 5 cm, uncoated brass cathode was polished to a 0.3 mum finish, degreased in methanol, dipped in dilute HCI and rinsed in water before transfer to the cell. The anode-cathode spacing was one anode radius. Bath temperature was 21°C. Pulse peak-current densities ranged from 0.025 to 10 A/cm2, duty cycles from 1 to 100 percent and pulse periods from 1 to 1000 msec. Plating was terminated after a 15-coulomb charge. Deposit thickness was measured with a coulometric thickness gage calibrated with a standard coating of 60 percent tin and 40 percent lead. It was assumed that deposit composition did not vary with plating conditions or from one location on the cathode to another. The morphology of the alloy deposits was examined by SEM. 

Results and Discussion - Gold Deposits 

To establish a basis for comparison with pulse plating, the characteristics of the gold baths were determined with dc plating. Figure 1 shows the cathode current efficiency for dc gold plating over the range of 0.002 to 1.0 A/cm2. The efficiency data were obtained with a copper rotating disk cathode that had an exposed area of 0.0707 cm2. The disk was rotated at 2500 rpm and the weight gain after plating was compared with the theoretical amount to calculate the efficiency. The phosphate bath was examined at 40°C with gold concentrations of 0.05, 0.1 and 0.2M; the hard-gold solution was evaluated at 21° and 55°C. Figure 1 exhibits general trends of: (1) increasing current efficiency with increasing current density in the low current density regime, (2) reaching a maximum efficiency at a current density of about 0.05 to 0.1 A/cm2 and (3) decreasing efficiency with a further increase in current density. 

The current efficiency of the phosphate bath, which reached a maximum of 95 percent, was higher than that of the hard-gold bath. Increasing the temperature of the hard-gold bath from 21° to 55°C increased the maximum current efficiency at 0.05 A/cm2 from 30 to 50 percent. The current efficiency behavior has a significant effect on the metal distribution, which tends to be more localized if the current density is on an ascending portion of the current efficiency curve. On the other hand, metal distribution is more uniform if the cathode current density is on the descending part of the current efficiency curve. 

The active cathode area where gold was electrodeposited during our selective plating experiments was not defined. Thus, a controlled current density based on the finite area was used to specify the plating conditions. According to a current distribution model presented previously, the maximum local current density at the cathode center facing the anode is approximately equal to 1/3 to of the anode current density at an anode-cathode spacing of one anode radius. Figures 2 and 3 show the metal distribution results for dc gold plating from the phosphate and hard-gold baths, respectively, over a range of anode current densities from 0.01 to 0.2 A/cm2. The local gold thickness is plotted as a function of the radial distance from the center of the deposits. The thickness of gold from both baths was maximum at the cathode center and decreased with an increasing radial position. Increasing the average anode current density increased the thickness at the center, and the metal distribution was more localized. 

The effect of changing the anode-cathode gap from 0.2 to 4.0 of the anode radius on the selective plating of gold also was examined while the average anode current density was kept at the same value. The results were similar to those of previous investigations. A decrease in the anode-cathode spacing increased the localization of gold deposition on the unmasked cathode. Metal thickness at the center of the deposit with a spacing equal to 0.2 of the anode radius was 10 times greater than that obtained with a gap of 1.0 anode radius and about 20 times the thickness with an anode-cathode spacing equal to four times the anode radius.  

The effect of pulse plating on gold thickness distribution is shown in Figs. 4 and 5 for the 0.2M neutral phosphate bath at 40°C and the hard-gold solution at 21°C, respectively. The anode-cathode spacing was kept at one anode radius; the average current density and pulse period were maintained at 0.05 A/cm2. A 100-percent duty cycle corresponded to dc plating. 

Pulsing the current increased the thickness of gold at the center area facing the anode and localized metal distribution more than dc plating. The extent of localization increased with decreasing duty cycles. At a 1-percent duty cycle, the gold deposit at the center was 13 times thicker than that measured after dc plating with the phosphate solution and six times the dc thickness with the hard-gold bath. 

The effects of changing the average anode current density and pulse period on selective gold plating also were examined.  Fig 6 shows typical results for varying the average anode current density from 0.025 to 0.2 A/cm2 for the hard-gold bath at 21C while the anode-cathode spacing was equal to one anode radius, the pulse period was 10 msec and the duty cycle was 10 percent. The results were similar to those obtained with dc plating. In both cases, increasing the average current density increased the localization of gold thickness. With an average anode current density of 0.2 A/cm2, the thickness in the center of the deposit was 3.5 times greater than that obtained with a current density of 0.025 A/cm2

The effect of changing the pulse period (or frequency) on metal distribution is shown in Fig 7 for the hard-gold bath at 55°C. The data were obtained by keeping the average anode current density at 0.05 A/cm2 and the duty cycle at 10 percent. The pulse period was varied from 1 msec to 1 sec (the pulse frequency from 1000 to 1 Hz). A uniform deposit was obtained with a 1-msec pulse period. Metal distribution became more localized with increasing pulse periods (decreasing pulse frequencies). The same trend also was observed for the selective pulse plating of gold from the neutral phosphate bath at 40°C. The Fig. 7 data show that the most localized deposit was obtained with a 1-sec pulse period; gold thickness at the center of the deposit was 20 times greater than that observed with a 1-msec pulse. 

The effect of gold concentration on the metal distribution by pulse plating with the phosphate bath at 40C at an average anode current density of 0.05 A/cm2 and a 10-percent duty cycle is shown in Fig. 8. Deposition from the 0.05M-gold bath was more localized than that from the 0.1 or 0.2M-gold solutions, because the conductivity of the electrolyte decreased with a decreasing gold concentration. In pulse plating with high peak current densities, the primary current distribution prevails and the thickness distribution is more localized with a low-conductivity electrolyte, as described by current distribution theory. 

The morphology of gold from the hard-gold bath at 21°C was examined by SEM.  Figure 9 shows SEM photographs of deposits at the central area facing the anode.  Figure 9a is a dc deposit obtained at an anode current density of 0.05 A/cm2 and Fig. 9b shows a deposit produced with a 10-msec pulse, a 10-percent duty cycle and the same average current density. The deposits exhibited hemispherical nodular growth. The average crystalline size of the dc and pulse-plated deposits was 1-3 and 10-15 mum in diameter, respectively. 

Figure 10 shows the effect of average anode current density on the morphology of gold deposits obtained from the acid hard gold bath with pulse plating at a 50-msec pulse period and a 10 percent duty cycle. Increasing the average anode current density from 0.05 A/cm2to 0.2 A/cm2 caused a decrease in crystalline size from 20 mum (Fig. 10a) to 1-2 mum in diameter (Figs. 10b and 10c). 

Tin-Lead Solder Deposits 

The dc cathode current efficiencies of the tin-lead fluoborate and sulfonate baths are shown in Fig. 11 as a function of the cathode current density. The data were obtained with a rotating copper disk electrode, similar to that used for gold plating. Deposit composition was assumed to be 60 percent tin and 40 percent lead for all current densities. The current efficiency of the fluoborate bath was nearly constant at 80 percent over the range of 0.002 to 0.2 A/cm2. The sulfonate solution had a higher efficiency of 90 to 100 percent at current densities below 0.3 A/cm2 , but above 0.3 A/cm2, current efficiency dropped to 4 percent. 

Typical results of pulse plating on the deposit thickness distribution are given in Figs. 12 and 13, for the fluoborate and sulfonate baths, respectively. The average anode current density was kept at 0.025 and 0.1 A/cm2 for the fluoborate and sulfonate baths, respectively. The pulse period was kept at 10 msec; the duty cycle varied from 1 to 100 percent. Uniform metal distributions were obtained with direct current (100 percent duty cycles). Pulse current significantly improved the localization of the deposit and the extent of localization increased with decreasing duty cycles.  At a 1 percent duty cycle, the thickness at the center of the deposits was 13 and 6.5 times greater than that obtained with direct current for the fluoborate and sulfonate baths, respectively. The effect of changing the anode current density was similar to that established for gold plating. Thickness distribution became more localized with an increasing average anode current density for a given pulse period and duty cycle. 

Figure 14 shows the effect of changes in the pulse period on the thickness distribution of the solder alloy deposited in the fluoborate bath at 21C. The data in this figure were obtained while the pulse period was varied from 1 msec to 1 sec when the average anode current density was 0.025 A/cm2 and the duty cycle was 10 percent. Thickness distribution was more localized with an increasing pulse period (a decreasing frequency). With a 1-sec pulse period, the deposit at the cathode center was nearly four times thicker than that obtained with a 1-msec pulse period. 

Current pulses increased the crystalline size of the deposits.  Figure 15 shows a set of SEM photographs of tin-lead deposits obtained from the sulfonate bath at an average anode current density of 0.1 A/cm2 with a 10 msec pulse. The duty cycle was 100 percent for the deposit in Fig 15b and 1 percent for that in Fig. 15c.  Crystalline size increased from 0.5 to 3-4 to 50 mum, respectively.  Small crystallites resulting from secondary growth were visible at the 1-percent duty cycle (Fig. 15c). 

Conclusions 

Localized electrodeposition was achieved for gold and tin-lead alloy plating by directing a small insoluble anode toward an unmasked cathode at a small anode-cathode spacing and applying a high-peak pulse current density. The metal distribution of gold deposits from a neutral phosphate bath and a hard-gold solution and the distribution of tin-lead solder from fluoborate and sulfonate solutions were examined over a range of peak anode current densities from 0.025 to 10 A/cm2 with pulse periods of 0.001 to 1 sec and duty cycles of 1 to 100 percent. Thickness distribution on the cathode became more localized with a decreasing duty cycle and an increasing pulse period. Highly localized gold and lead-tin deposits were obtained by pulse plating at a high peak anode current density of 0.5 to 10 A/cm2 a high pulse period of 0.01 to 1 sec. a short duty cycle of 1 to 10 percent and a small anode-cathode spacing of less than one radius of the anode. Pulsing the current also changed the morphology of the gold and tin-lead alloy deposits. At the same average anode current densities, the average crystalline size of pulse-plated deposits was much larger than that obtained with direct current. For a given pulse period and duty cycle, the crystalline size of gold decreased with increasing average anode current densities. 

Acknowledgment 

The authors gratefully acknowledge the financial support of the American Electro platers and Surface Finishers Society (AESF Project 68) for the study reported in this paper. 

References 

1. D-T. Chin, J. Electrochem. Soc. 130, 1657 (1983) 
2. N. lbl, Proc. AESF 2nd Int'l Pulse Plating Symposium (1981). 
3. D-T. Chin N.R.K. Vilambi and M.K. Sunkara, Plat. And Surf. Fin., 76, 74 (Oct 1998) 
4. D-T. Chin and N.R.K. Vilambi, Proc. AESF Sur/Fin'86, Session G (1986). 
5. N.R.K. Vilambi and D-T Chin, Plat. And Surf.Fin, 75, 67 (Jan., 1988) 
6. D-T Chin and M.K. Sunkara, Proc. AESF SUR/FIN '88, Session B (1988). 
7. Y. Okinaka and F.B. Koch, Proc. Interfinish '80, Kyoto, Japan (1980). 

About the Authors 

Dr. Der-Tau Chin is professor of chemical engineering, Clarkson, University, Potsdam, NY 13699-5705. He has more than 20 years research experience in electroplating, corrosion, electrochemical energy conversion, and industrial electrolytic processes. Prior to joining Clarkson, he was a senior research engineer in the Electrochemistry Department of General Motors Research Laboratories. Dr. Chin received his PhD from the University of Pennsylvania. 

M.K. Sunkara worked as a research assistant for AESF Research Project 68. He holds a MS in chemical engineering from Clarkson University. 

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